Governor Ned M. Lamont
 

Broker Listings

The following firms were selected through a competitive request for proposal (RFP) process, which resulted in a pool of qualified underwriting and investment banking firms able to provide services to investors interested in the State’s major tax-exempt and taxable bond programs, including bond purchases.

Qualified Bond Underwriting Firms for State of Connecticut bonds:

Academy Securities, Inc. 646-205-0249
American Veterans Group, PBC 646-933-8387
AmeriVet Securities 646-809-6937
Backstrom 866-878-2622
Baird 800-792-2473
Bancroft Capital, LLC 484-546-8000
Barclays Capital 212-528-1061
Blaylock Van LLC 877-591-7072
BofA Securities 888-768-6999
Cabrera Capital Markets, LLC 800-291-2388
Citigroup 855-644-7252
Drexel Hamilton LLC 212-632-0406
FHN Financial Capital Markets 800-934-8960
Fidelity Capital Markets 800-544-5372
Goldman, Sachs & Co. LLC 917-343-7900
Janney Montgomery Scott 800-822-2014
Jefferies 800-567-8567
J.P. Morgan 855-231-8873
Loop Capital Markets 888-294-8898
Mesirow Financial 800-453-0600
Mischler Financial Group, Inc. 800-820-0640
Morgan Stanley 877-937-6739
Multi-Bank Securities 888-857-6963
NW Capital Markets 201-526-2761
Oppenheimer & Co. 866-208-1368
Piper Sandler & Co. 800-552-0614
PNC Capital Markets LLC 800-622-7086
Ramirez & Co., Inc. 800-888-4086
Raymond James 877-295-9116
RBC Capital Markets 800-243-2478
Rice Financial Products Company 888-740-7423
Roberts and Ryan Investments 646-542-0017
Rockfleet Financial Services, Inc. 212-257-2235
Roosevelt & Cross Incorporated 800-726-0971
San Blas Securities, LLC 404-334-0341
Security Capital Brokerage, Inc. 855-935-5314
Siebert Williams Shank & Co., LLC 800-334-6800
Stern Brothers 800-466-5519
Stifel 800-679-5446
TD Securities (USA) LLC 212-827-7172
280 Securities 628-231-2588
UBS 860-727-1527
UMB Bank 888-718-1556
Wells Fargo Securities 800-327-8557

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