Governor  Dannel P. Malloy
 

Broker Listings

The following firms were selected through a competitive request for proposal (RFP) process, which resulted in a pool of qualified underwriting and investment banking firms able to provide services to investors interested in the State’s major tax-exempt and taxable bond programs, including bond purchases.

Qualified Bond Underwriting Firms for State of Connecticut bonds:

Academy Securities 203-561-2768
Backstrom McCarley Berry & Co., LLC 866-878-2622
Bank of America Merrill Lynch 888-768-6999
Barclays Capital 212-528-1061
Blaylock Van LLC. 877-591-7072
Cabrera Capital Markets, LLC 800-291-2388
Citigroup 855-644-7252
Drexel Hamilton LLC 212-632-0401
Estrada Hinojosa & Company, Inc. 800-676-5352
Fidelity Capital Markets 800-544-5372
FTN Financial Capital Markets 800-934-8960
Goldman, Sachs & Co. 917-343-7900
Janney Montgomery Scott 800-822-2014
Jefferies & Company 800-567-8567
JP Morgan Securities LLC 855-231-8873
KeyBanc Capital Markets Inc. 800-233-2460
Loop Capital Markets 888-294-8898
Melvin Securities 312-341-0050
Mesirow Financial, Inc. 212-530-7661
Mischler Financial 800-820-0640
Morgan Stanley & Co. 877-937-6739
NW Capital Markets 201-526-2761
Oppenheimer 203-271-8500
Piper Jaffray & Co. LLC 800-552-0614
PNC Capital Markets 800-624-6450
Prager & Co., LLC 800-336-4020
Ramirez & Co., Inc. 855-289-2663
Raymond James & Assoc., Inc. 877-295-9116
RBC Capital Markets, LLC 800-243-2478
Rice Financial Products Company 888-740-7423
Robert W. Baird & Co. 800-792-2473
Rockfleet Financial Services, Inc. 212-257-2235
Roosevelt & Cross Incorporated 800-726-0971
Siebert Cisneros Shank & Co. 800-334-6800
Stern Brothers 816-268-8711
Stifel Nicolaus & Company, Inc. 800-679-5446
Sturdivant & Co. 800-486-1515
TD Securities (USA) LLC 212-827-7172
UBS Securities LLC 860-727-1527
UMB Financial Corp 844-446-3318
The Williams Capital Group 877-924-6864
Wells Fargo Securities 866-287-3221

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