Broker Listings
The following firms were selected through a competitive request for proposal (RFP) process, which resulted in a pool of qualified underwriting and investment banking firms able to provide services to investors interested in the State’s major tax-exempt and taxable bond programs, including bond purchases.
Qualified Bond Underwriting Firms for State of Connecticut bonds:
Academy Securities, Inc. | 646-205-0249 |
American Veterans Group, PBC | 646-933-8387 |
AmeriVet Securities | 646-809-6937 |
Backstrom | 866-878-2622 |
Baird | 800-792-2473 |
Bancroft Capital, LLC | 484-546-8000 |
Barclays Capital | 212-528-1061 |
Blaylock Van LLC | 877-591-7072 |
BofA Securities | 888-768-6999 |
Cabrera Capital Markets, LLC | 800-291-2388 |
Drexel Hamilton LLC | 212-632-0406 |
FHN Financial Capital Markets | 800-934-8960 |
Fidelity Capital Markets | 800-544-5372 |
Goldman, Sachs & Co. LLC | 917-343-7900 |
Janney Montgomery Scott | 800-822-2014 |
Jefferies | 800-567-8567 |
J.P. Morgan | 855-231-8873 |
Loop Capital Markets | 888-294-8898 |
Mesirow Financial | 800-453-0600 |
Mischler Financial Group, Inc. | 800-820-0640 |
Morgan Stanley | 877-937-6739 |
Multi-Bank Securities | 888-857-6963 |
NW Capital Markets | 201-526-2761 |
Oppenheimer & Co. | 866-208-1368 |
Piper Sandler & Co. | 800-552-0614 |
PNC Capital Markets LLC | 800-622-7086 |
Ramirez & Co., Inc. | 800-888-4086 |
Raymond James | 877-295-9116 |
RBC Capital Markets | 800-243-2478 |
Rice Financial Products Company | 888-740-7423 |
Roberts & Ryan Investments Inc. | 646-542-0017 |
Rockfleet Financial Services, Inc. | 212-257-2235 |
Roosevelt & Cross Incorporated | 800-726-0971 |
San Blas Securities, LLC | 404-334-0341 |
Security Capital Brokerage, Inc. | 855-935-5314 |
Siebert Williams Shank & Co., LLC | 800-334-6800 |
Stern Brothers | 800-466-5519 |
Stifel | 800-679-5446 |
TD Securities (USA) LLC | 212-827-7172 |
UMB Bank | 888-718-1556 |
Wells Fargo Securities | 800-327-8557 |